Начальник управления внутреннего контроля комплаенс Uzum Bank

Описание

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3, 10-house, Senter-13, Shaykhantakhur district, Tashkent +998 97 401 04 54

3, 10-house, Senter-13, Shaykhantakhur district, Tashkent +998 97 401 04 54

Shokhida Dadaboyeva
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+ PROFESSOINAL PROFILE
 Project Management Skills: Organized and implemented sanction rules when adopted new legislation acts and regulatory requirements;
Administrative Skills: Handled the relevant staff of the Bank and all staff of the department on each project and daily practices;
 Analytical Skills: Analyzed sanctions risk assessment using 4 criteria: know the client and third parties, know the product or service, know the recipient country, know the transaction;
 Communication Skills: Supervised subordinates, friendly, team worker who is able to adopt in highly dynamic and changing situations in the office, ambitious, driven, find solutions to complex issues and work more productively
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+ PROFESSIONAL EXPERIENCE

 March 2023 - present "Sanctions Compliance Coordination and Control Department, Head of the Sanctions Compliance Division", "Orient Finans" PJSCB Tashkent, Uzb
familiarization with news in the websites of OFAC, EC, UK, BIS, FinCEN;
familiarization with OFAC licenses for sanctions programs;
screening clients base wish OFAC, EC, UK sanctions lists;
participate in negotiations with partners on sanctions issues;
work with consulting companies such as KPMG, "Deloitte & Touch" in the area of sanctions compliance;
sanctions compliance risk assessment;
case studies on the subject of circumvention and secondary sanctions;
verification of transactions for sanction;
monitor verification of goods by HS code or services with BIS list;
whether they are prohibited, whether the goods are for dual-use;
checking who are the end users of the goods or services;
checking beneficiary owned for sanction, OFAC's 50 percent Rule;
checking every payment on Swift transaction screening;
verification of answers to foreign banks inquiries if there are questions on sanctions;
participation Sanction trainings (Ispring);
conducts Sanction training for employees.

 Sep 2022 - Feb 2023 "Department of Internal Control, Head of the Sanctions Compliance Division", "Orient Finans" PJSCB Tashkent, Uzb
familiarization with news in the websites of OFAC, EC, UK, BIS, FinCEN;
familiarization with OFAC licenses for sanctions programs;
verification of transactions for sanction;
monitor verification of goods by HS code or services with BIS list;
whether they are prohibited, whether the goods are for dual-use;
checking who are the end users of the goods or services;
checking beneficiary owned for sanction, OFAC's 50 percent Rule;
case studies on the subject of circumvention and secondary sanctions;
participation Sanction trainings (Ispring);
conducts Sanction training for employees.
 Fev 2020 - Aug 2022 "Department of Internal Control, internal control service at branches, Chief specialist, "Orient Finans" PJSCB Tashkent, Uzb
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control over the OPERU branch on AML / CFT;
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verification of all transactions related to AML / CFT;
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conduct regular AML/CFT trainings;
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conducts AML/CFT training for new employees;
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regular monitoring of money laundering transactions,
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regular monitoring of client identification.

 May 2019 - Jan 2020 "Department of Internal Control of Tashkent city head office "Uzmilliybank" Head of internal Control Division, "Uzmilliybank" Tashkent, Uzb
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control over the OPERU branch on AML / CFT;
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verification of all transactions related to AML / CFT;
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conduct regular AML/CFT trainings;
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conducts AML/CFT training for new employees;
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regular monitoring of money laundering transactions,
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regular monitoring of client identification.
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 Mart 2016 - Apr 2019 "Department of Internal Control", Chief specialist
"Uzmilliybank" Olmazor branch, Tashkent, Uzb
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control over the Olmazor branch on AML / CFT;
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verification of all transactions related to AML / CFT;
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conduct regular AML/CFT trainings;
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conducts AML/CFT training for new employees;
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regular monitoring of money laundering transactions,
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regular monitoring of client identification.

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Fev 2016 - Apr 2015 "Customer Service Department", Chief Specialist of Corporate Clients Sector "Uzmilliybank" Olmazor branch, Tashkent, Uzb
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servicing individuals and corporate clients;
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open and close accounts, make changes to customer accounts;
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make payments on customer orders;
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write responses to customer inquiries;
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prepare reports for the requested period;
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take part in training.
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Fev 2011 - Aug 2007 "Foreign Exchange Division" Chief Specialist
"Uzmilliybank" Olmazor branch, Tashkent, Uzb
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servicing individuals and corporate clients;
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make foreign payments on customer orders;
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review of export-import contracts;
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execution of costumer orders for purchase of foreign currencies;
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writing report;
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take part in training
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Mar 2006 - Nov 2003 "Credit and Investment Projects Department" Lead Specialist,
"Uzmilliybank" Olmazor branch, Tashkent, Uzb
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servicing individuals and corporate clients;
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credit review;
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writing report;
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take part in training;
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Fev 2006 - Nov 2003 "Customer service Department" Lead Specialist, specialist of the 1th category, specialist of the 2nd category
"Uzmilliybank" Olmazor branch, Tashkent, Uzb
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servicing individuals and corporate clients;
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open and close accounts, make changes to customer accounts;
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make payments on customer orders;
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respondent to letters;
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take part in training.
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Okt 2003 - Aus 2003 "Customer Service Department", specialist of the 2nd category
"Uzmilliybank" Olmazor branch, Tashkent, Uzb
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servicing corporate clients;
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make changes to customer signature samples in cards;
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respondent to letters;
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take part in training.
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+ EDUCATION
 Aug. 2009 - Jul. 2012 "Banking" - faculty of credit and economics (BA)
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Tashkent Institute of Finance, Tashkent, Uzbekistan.
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+ PROFESSOINAL CERTIFICATES
 "National legal requirements and international standards regarding the organization of internal control in banks to combat the legalization of proceeds from criminal activities and the financing of terrorism"
by CBU, Okt. 2020
 "National legal requirements and international standards regarding the organization of internal control in banks to combat the legalization of proceeds from criminal activities and the financing of terrorism"
by CBU, Apr. 2021
 "National legal requirements and international standards regarding the organization of internal control in banks to combat the legalization of proceeds from criminal activities and the financing of terrorism"
by CBU, Jun. 2022

 "Actual problems of ensuring compliance with sanctions in the activities of the internal control service of commercial banks"
by CBU, Oct. 2022

"Sanctions Law and Compliance"
by EC "Zerde", Nov 2022

 "Sanction Compliance" by Deloitte & Touche Audit organization LLC, Nov. 2022

 "Internal Control System, FATF Recommendations and Sanctions Checks" by European Institute of Applied Science and Management, Apr 2023

 "Sanction Compliance and products (goods, software and technology) export control, Sep. 2023